UNITED STATES ET AL. v. RUTHERFORD ET AL.
No. 78-605
SUPREME COURT OF THE UNITED STATES
442 U.S. 544, 99 S. Ct. 2470, 61 L. Ed. 2d 68 (1979)
April 25, 1979, Argued
June 18, 1979, Decided
PRIOR HISTORY: CERTIORARI TO THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT.
DISPOSITION: 582 F.2d 1234, reversed and remanded.
SYLLABUS
Terminally ill cancer patients and their spouses brought this action to enjoin the
Government from interfering with the interstate shipment and sale of Laetrile, a
drug not approved for distribution under the Federal Food, Drug, and Cosmetic Act
(Act). Section 505 of the Act prohibits interstate distribution of any "new
drug" unless the Secretary of Health, Education, and Welfare approves an application
supported by substantial evidence of the drug's safety and effectiveness. Section
201 (p)(1) of the Act defines a "new drug" to include "any drug .
. . not generally recognized . . . as safe and effective for use under the conditions
prescribed, recommended, or suggested in the labeling." Finding that Laetrile,
in proper dosages, was nontoxic and effective, the District Court ordered the Government
to permit limited purchases of the drug by one of the named plaintiffs. While not
disturbing the injunction, the Court of Appeals instructed the District Court to
remand the case to the Food and Drug Administration (FDA) for determination whether
Laetrile was a "new drug" under § 201 (p)(1), and, if so, whether it was
exempt from premarketing approval under either of the Act's two grandfather clauses.
After completion of administrative hearings, the Commissioner of the FDA found that
Laetrile constituted a "new drug" as defined in § 201 (p)(1) and fell
within neither grandfather provision. On review of the Commissioner's decision,
the District Court concluded that Laetrile was entitled to an exemption from premarketing
approval under the Act's 1962 grandfather clause and, alternatively, that the Commissioner
had infringed constitutionally protected privacy interests by denying cancer patients
access to Laetrile. The Court of Appeals, without addressing either the statutory
or constitutional rulings of the District Court, held that the Act's "safety"
and "effectiveness" standards have "no reasonable application"
to terminally ill cancer patients and approved intravenous injections of Laetrile
for such individuals.
Held:
The Act makes no express exception for drugs used by the terminally ill and no implied
exemption is necessary to attain congressional objectives or to avert an unreasonable
reading of the terms "safe" and "effective" in § 201 (p)(1).
Pp. 551-559.
(a) Nothing in the legislative history suggests that Congress intended protection
only for persons suffering from curable diseases. Moreover, in implementing the
statutory scheme, the FDA has never exempted drugs used by the terminally ill. The
construction of a statute by those charged with its administration is entitled to
substantial deference particularly where, as here, an agency's interpretation involves
issues of considerable public controversy, and Congress has not acted to correct
any misperception of its statutory objectives. Pp. 552-554.
(b) The Court of Appeals erred in concluding that the safety and effectiveness standards
of § 201 (p)(1) could have "no reasonable application" to terminal patients.
For purposes of § 201 (p)(1), the effectiveness of a drug does not necessarily denote
capacity to cure; in the treatment of any illness, terminal or otherwise, a drug
is effective if it fulfills, by objective indices, its sponsor's claims of prolonged
life, improved physical condition, or reduced pain. Nor is the concept of safety
under § 201 (p)(1) without meaning for terminal patients; a drug is unsafe for the
terminally ill, as for anyone else, if its potential for inflicting death or physical
injury is not offset by the possibility of therapeutic benefit. Finally, construing
§ 201 (p)(1) to encompass treatments for terminal diseases does not foreclose all
resort to experimental cancer drugs by patients for whom conventional therapy is
unavailing. That § 505 (i) of the Act makes explicit provision for carefully regulated
use of certain drugs not yet demonstrated to be safe and effective reinforces the
conclusion that no exception for terminal patients may be judicially implied. Pp.
554-559.
COUNSEL: Solicitor General McCree argued the cause for the United
States et al. With him on the briefs were Assistant Attorney General Shenefield,
Deputy Solicitor General Barnett, Elinor Hadley Stillman, Barry Grossman, and Richard
M. Cooper.
Kenneth Ray Coe argued the cause for respondents. With him on the brief were Kirkpatrick
W. Dilling and Dennis M. Gronek. [Footnote *]
JUDGES: MARSHALL, J., delivered the opinion for a unanimous Court.
OPINION BY: MARSHALL
OPINION
[*546] MR. JUSTICE MARSHALL delivered the opinion of the Court.
The question presented in this case is whether the Federal Food, Drug, and Cosmetic
Act precludes terminally ill cancer patients from obtaining Laetrile, a drug not
recognized as "safe and effective" within the meaning of § 201 (p)(1)
of the Act, 52 Stat. 1041, as amended, 21 U. S. C. § 321 (p)(1).
I
Section 505 of the Federal Food, Drug, and Cosmetic Act, 52 Stat. 1052, as amended,
21 U. S. C. § 355, prohibits interstate distribution of any "new drug"
unless the Secretary of Health, Education, and Welfare approves an application supported
by substantial evidence of the drug's safety and effectiveness. [Footnote 1] As
defined in § 201 (p)(1) of the Act, 21 U. S. C. § 321 (p)(1), the term "new
drug" includes
"[any] drug . . . not generally recognized, among experts [*547]
qualified by scientific training and experience to evaluate the safety and effectivness
of drugs, as safe and effective for use under the conditions prescribed, recommended,
or suggested in the labeling . . . ."
[*548]Exemptions from premarketing approval procedures are available
for drugs intended solely for the investigate use [Footnote 2] and drugs qualifying
under either of the Act's two grandfather provisions. [Footnote 3]
In 1975, terminally ill cancer patients and their spouses brought this action to
enjoin the Government from interfering with the interstate shipment and sale of
Laetrile, a drug not approved for distribution under the Act. [Footnote 4] Finding
that Laetrile, in proper dosages, was nontoxic and effective, the District Court
ordered the Government to permit limited purchases of the drug by one of the named
plaintiffs. 399 F. [*549] Supp. 1208, 1215 (WD Okla. 1975). [Footnote
5] On appeal by the Government, the Court of Appeals for the Tenth Circuit did not
disturb the injunction. However, it instructed the District Court to remand the
case to the Food and Drug Administration for determination whether Laetrile was
a "new drug" under § 201 (p)(1), and, if so, whether it was exempt from
premarketing approval under either of the Act's grandfather clauses. 542 F.2d 1137
(1976).
After completion of administrative hearings, [Footnote 6] the Commissioner issued
his opinion on July 29, 1977. 42 Fed. Reg. 39768 (1977). He determined first that
no uniform definition of Laetrile exists; rather, the term has been used generically
for chemical compounds similar to, or consisting at least in part of, amygdalin,
a glucoside present in the kernels or seeds of most fruits. Id., at 39770-39772.
The Commissioner further found that Laetrile in its various forms constituted a
"new drug" as defined in § 201 (p)(1) of the Act because it was not generally
recognized among experts as safe and effective for its prescribed use. See 42 Fed.
Reg. 39775-39787 (1977). In so ruling, the Commissioner applied the statutory criteria
delineated in Weinberger v. Hynson, Westcott & Dunning, Inc., 412 U.S. 609,
629-630 (1973), and concluded that there were no adequate well-controlled scientific
studies of Laetrile's safety or effectiveness. 42 Fed. Reg. 39775-39787 (1977).
[Footnote 7]
[*550] Having determined that Laetrile was a new drug, the Commissioner
proceeded to consider whether it was exempt from premarketing approval under the
1938 or 1962 grandfather provisions. On the facts presented, the Commissioner found
that Laetrile qualified under neither clause. See id., at 39787-39795. First, there
was no showing that the drug currently known as Laetrile was identical in composition
or labeling to any drug distributed before 1938. See 21 U. S. C. § 321 (p)(1); n.
3, supra. Nor could the Commissioner conclude from the evidence submitted that,
as of October 9, 1962, Laetrile in its present chemical composition was commercially
used or sold in the United States, was generally recognized by experts as safe,
and was labeled for the same recommended uses as the currently marketed drug. See
§ 107 (c)(4), 76 Stat. 789; n. 3, supra.
On review of the Commissioner's decision, the District Court sustained his determination
that Laetrile, because not generally regarded as safe or effective, constituted
a new drug under § 201 (p)(1). 438 F.Supp. 1287, 1293-1294 (WD Okla. 1977). The
court also approved the Commissioner's denial of an exemption under the 1938 grandfather
clause. However, concluding that the record did not support the Commissioner's findings
as to the 1962 grandfather provision, the District Court ruled that Laetrile was
entitled to an exemption from premarketing approval requirements. Id., at 1294-1298.
Alternatively, the court held that, by denying cancer patients the right to use
a nontoxic substance in connection with their personal health, the Commissioner
had infringed constitutionally protected privacy interests. Id., at 1298-1300.
The Court of Appeals addressed neither the statutory nor the constitutional rulings
of the District Court. Rather, the [*551] Tenth Circuit held that
"the 'safety' and 'effectiveness' terms used in the statute have no reasonable
application to terminally ill cancer patients." 582 F.2d 1234, 1236 (1978).
Since those patients, by definition, would "die of cancer regardless of what
may be done," the court concluded that there were no realistic standards against
which to measure the safety and effectiveness of a drug for that class of individuals.
Id., at 1237. The Court of Appeals therefore approved the District Court's injunction
permitting use of Laetrile by cancer patients certified as terminally ill. However,
presumably because the Commissioner had found some evidence that Laetrile was toxic
when orally administered, see 42 Fed. Reg. 39786-39787 (1977), the Court of Appeals
limited relief to intravenous injections for patients under a doctor's supervision.
582 F.2d, at 1237. In addition, the court directed the FDA to promulgate regulations
"as if" the drug had been found "'safe' and 'effective'" for
terminally ill cancer patients. Ibid.
We granted certiorari, 439 U.S. 1127 (1979), and now reverse.
II
The Federal Food, Drug, and Cosmetic Act makes no special provision for drugs used
to treat terminally ill patients. By its terms, § 505 of the Act requires premarketing
approval for "any new drug" unless it is intended solely for investigative
use or is exempt under one of the Act's grandfather provisions. See nn. 2, 3, supra.
And § 201 (p)(1) defines "new drug" to encompass "[any] drug . .
. not generally recognized . . . as safe and effective for use under the conditions
prescribed, recommended, or suggested in the labeling." See supra, at 546-547.
When construing a statute so explicit in scope, a court must act within certain
well-defined constraints. If a legislative purpose is expressed in "plain and
unambiguous language, . . . the . . . duty of the courts is to give it effect according
to its terms." United States v. Lexington Mill & Elevator Co., 232 U.S.
399, 409 (1914).See Andrus v. Sierra Club, ante, p. 347. [*552]
Exceptions to clearly delineated statutes will be implied only where essential to
prevent "absurd results" or consequences obviously at variance with the
policy of the enactment as a whole. Helvering v. Hammell, 311 U.S. 504, 510-511
(1941). See TVA v. Hill, 437 U.S. 153, 187-188 (1978); United States v. Key, 397
U.S. 322, 324-325 (1970); United States v. American Trucking Assns., 310 U.S. 534,
543-544 (1940). In the instant case, we are persuaded by the legislative history
and consistent administrative interpretation of the Act that no implicit exemption
for drugs used by the terminally ill is necessary to attain congressional objectives
or to avert an unreasonable reading of the terms "safe" and "effective"
in § 201 (p)(1).
A
Nothing in the history of the 1938 Food, Drug, and Cosmetic Act, which first established
procedures for review of drug safety, or of the 1962 Amendments, which added the
current safety and effectiveness standards in § 201 (p)(1), [Footnote 8] suggests
that Congress intended protection only for persons suffering from curable diseases.
To the contrary, in deliberations preceding the 1938 Act, Congress expressed concern
that individuals with fatal illnesses, such as cancer, should be shielded from fraudulent
cures. See, e. g., 79 Cong. Rec. 5023 (1935) (remarks of Sen. Copeland, sponsor
of the Act); 83 Cong. Rec. 7786-7787, 7789 (1938) (remarks of Reps. Phillips and
Lea). Similarly, proponents of the 1962 Amendments to the Act, including Senator
Kefauver, one of the bill's sponsors, [*553] indicated an understanding
that experimental drugs used to treat cancer "in its last stages" were
within the ambit of the statute. See, e. g., 108 Cong. Rec. 17399 (1962) (remarks
of Sen. Kefauver); id., at 17401 (comments of Sen. Eastland). That same understanding
is reflected in the Committee Reports on the 1962 Amendments. Both Reports note
with approval the FDA's policy of considering effectiveness when passing on the
safety of drugs prescribed for "life-threatening disease." [Footnote 9]
The FDA's practice was further amplified by HEW Secretary Ribicoff in testimony
on the bill that ultimately became the 1962 Amendments:
"If the drug is offered for treatment of progressive or life-threatening diseases,
such as cancer, . . . we now consider its effectiveness. In such cases the determination
of safety is, in the light of the purpose of the new drug provisions, inseparable
from consideration of the drug's effectiveness." Hearings on S. 1552 before
the Subcommittee on Antitrust and Monopoly of the Senate Committee on the Judiciary,
87th Cong., 1st Sess., 2588 (1961).
In implementing the statutory scheme, the FDA has never made exception for drugs
used by the terminally ill. As this Court has often recognized, the construction
of a statute by those charged with its administration is entitled to substantial
deference. Board of Governors of FRS v. First Lincolnwood [*554]
Corp., 439 U.S. 234, 248 (1978); Bayside Enterprises, Inc. v. NLRB, 429 U.S. 298,
304 (1977); Udall v. Tallman, 380 U.S. 1, 16 (1965). Such deference is particularly
appropriate where, as here, an agency's interpretation involves issues of considerable
public controversy, and Congress has not acted to correct any misperception of its
statutory objectives. See Red Lion Broadcasting Co. v. FCC, 395 U.S. 367, 381 (1969);
Zemel v. Rusk, 381 U.S. 1, 11-12 (1965). [Footnote 10] Unless and until Congress
does so, we are reluctant to disturb a longstanding administrative policy that comports
with the plain language, history, and prophylactic purpose of the Act.
The issue presented in this case plainly has not escaped public or legislative notice.
Whether Laetrile should be freely accessible to cancer patients has been a frequent
subject of political debate. Seventeen States have legalized the prescription and
use of Laetrile for cancer treatment within their borders, and similar statutes
have been defeated in 14 other States. See CCH F. D. Cosm. L. Rep. para. 42,292
(1978); Comment, Laetrile: Statutory and Constitutional Limitations on the Regulation
of Ineffective Drugs, 127 U. Pa. L. Rev. 233, 234 n. 8 (1978). That Congress is
aware of the FDA's policy concerning Laetrile is evident from Senate Subcommittee
hearings on the Commissioner's 1977 ruling. See Hearing before the Subcommittee
on Health and Scientific Research of the Senate Committee on Human Resources, 95th
Cong., 1st Sess. (1977).
B
In the Court of Appeals' view, an implied exemption from the Act was justified because
the safety and effectiveness [*555] standards set forth in § 201
(p)(1) could have "no reasonable application" to terminally ill patients.
582 F.2d, at 1236. We disagree. Under our constitutional framework, federal courts
do not sit as councils of revision, empowered to rewrite legislation in accord with
their own conceptions of prudent public policy. See Anderson v. Wilson, 289 U.S.
20, 27 (1933). Only when a literal construction of a statute yields results so manifestly
unreasonable that they could not fairly be attributed to congressional design will
an exception to statutory language be judicially implied. See TVA v. Hill, 437 U.S.,
at 187-188. Here, however, we have no license to depart from the plain language
of the Act, for Congress could reasonably have intended to shield terminal patients
from ineffectual or unsafe drugs.
A drug is effective within the meaning of § 201 (p)(1) if there is general recognition
among experts, founded on substantial evidence, that the drug in fact produces the
results claimed for it under prescribed conditions. See Weinberger v. Hynson, Westcott
& Dunning, Inc., 412 U.S., at 629-634; n. 7, supra. Contrary to the Court of
Appeals' apparent assumption, see 582 F.2d, at 1236, effectiveness does not necessarily
denote capacity to cure. In the treatment of any illness, terminal or otherwise,
a drug is effective if it fulfills, by objective indices, its sponsor's claims of
prolonged life, improved physical condition, or reduced pain. See 42 Fed. Reg. 39776-39786
(1977).
So too, the concept of safety under § 201 (p)(1) is not without meaning for terminal
patients. Few if any drugs are completely safe in the sense that they may be taken
by all persons in all circumstances without risk. [Footnote 11] Thus, the Commissioner
generally considers a drug safe when the expected therapeutic gain justifies the
risk entailed by its use. [Footnote 12] For [*556] the terminally
ill, as for anyone else, a drug is unsafe if its potential for inflicting death
or physical injury is not offset by the possibility of therapeutic benefit. Indeed,
the Court of Appeals implicitly acknowledged that safety considerations have relevance
for terminal cancer patients by restricting authorized use of Laetrile to intravenous
injections for persons under a doctor's supervision. See 582 F.2d, at 1237; supra,
at 551.
Moreover, there is a special sense in which the relationship between drug effectiveness
and safety has meaning in the context of incurable illnesses. An otherwise harmless
drug can be dangerous to any patient if it does not produce its purported therapeutic
effect. See 107 Cong. Rec. 5640 (1961) (comments of Sen. Kefauver). But if an individual
suffering from a potentially fatal disease rejects conventional therapy in favor
of a drug with no demonstrable curative properties, the consequences can be irreversible.
[Footnote 13] For this reason, even before the 1962 Amendments incorporated an efficacy
standard into new drug application procedures, the FDA considered effectiveness
when reviewing the safety of drugs used to treat terminal illness. See nn. 8, 9,
supra. The FDA's practice also reflects the recognition, amply supported by expert
medical testimony in this case, that with diseases such as cancer it is often impossible
to identify a patient as terminally ill except in retrospect. [Footnote 14] Cancers
vary considerably in behavior [*557] and in responsiveness to different
forms of therapy. See 42 Fed. Reg. 39777 (1977). [Footnote 15] Even critically ill
individuals may have unexpected remissions and may respond to conventional treatment.
Id., at 39777, 39805. Thus, as the Commissioner concluded, to exempt from the Act
drugs with no proved effectiveness in the treatment of cancer "would lead to
needless deaths and suffering among . . . patients characterized as 'terminal' who
could actually be helped by legitimate therapy." Id., at 39805.
It bears emphasis that although the Court of Appeals' ruling was limited to Laetrile,
its reasoning cannot be so readily confined. To accept the proposition that the
safety and efficacy standards of the Act have no relevance for terminal patients
is to deny the Commissioner's authority over all drugs, however [*558]
toxic or ineffectual, for such individuals. If history is any guide, this new market
would not be long overlooked. Since the turn of the century, resourceful entrepreneurs
have advertised a wide variety of purportedly simple and painless cures for cancer,
including liniments of turpentine, mustard, oil, eggs, and ammonia; peat moss; arrangements
of colored floodlamps; pastes made from glycerin and limburger cheese; mineral tablets;
and "Fountain of Youth" mixtures of spices, oil, and suet. [Footnote 16]
In citing these examples, we do not, of course, intend to deprecate the sincerity
of Laetrile's current proponents, or to imply any opinion on whether that drug may
ultimately prove safe and effective for cancer treatment. But this historical experience
does suggest why Congress could reasonably have determined to protect the terminally
ill, no less than other patients, from the vast range of self-styled panaceas that
inventive minds can devise.
We note finally that construing § 201 (p)(1) to encompass treatments for terminal
diseases does not foreclose all resort to experimental cancer drugs by patients
for whom conventional therapy is unavailing. Section 505 (i) of the Act, 21 U. S.
C. § 355 (i), exempts from premarketing approval drugs intended solely for investigative
use if they satisfy certain preclinical testing and other criteria. [Footnote 17]
An application for clinical testing of Laetrile by the National Cancer Institute
is now pending before the Commissioner. Brief for United States [*559]
35 n. 23. That the Act makes explicit provision for carefully regulated use of certain
drugs not yet demonstrated safe and effective reinforces our conclusion that no
exception for terminal patients may be judicially implied. Whether, as a policy
matter, an exemption should be created is a question for legislative judgment, not
judicial inference.
The judgment of the Court of Appeals is reversed, and the case is remanded for further
proceedings consistent with this opinion. [Footnote 18]
So ordered.